Financial and Consumer Affairs Authority of Saskatchewan

CSA consults on proposed process refinements and oversight for a dispute resolution service for investor complaints

TORONTO and VANCOUVER – The Canadian Securities Administrators (CSA) has provided for comment more details on the proposed framework for an independent dispute resolution service with binding authority – anticipated to be the Ombudsman for Banking Services and Investments (OBSI). The consultation includes a proposed oversight model for OBSI and refinements on the review and decision stage of the dispute resolution process.

CSA announces final amendments to Multilateral Instrument 13-102 System Fees

TORONTO – The Canadian Securities Administrators (CSA) today published in final form amendments to Multilateral Instrument 13-102 System Fees (MI 13-102).

CSA issues guidance about regulatory concerns with certain asset or business acquisitions

VANCOUVER – The Canadian Securities Administrators (CSA) today published guidance about regulatory concerns with certain asset or business acquisitions – primarily taking place in venture markets – including concerns with misleading disclosure that could constitute market manipulation.

Canadian securities regulators propose prohibiting the use of chargebacks in the distribution of investment funds

Toronto and Montreal – The Canadian Securities Administrators (CSA) has published, for a 90-day comment period, proposed amendments that would prohibit the use of chargebacks in the distribution of investment funds offered by prospectus.

Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

FCAA RLS

FCAA Registration and Licensing System

Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.